Certified Financial Services Auditor - Banking: IIA-CFSA-BANK Exam


"Certified Financial Services Auditor - Banking", also known as IIA-CFSA-BANK exam, is a IIA Certification. With the complete collection of questions and answers, PrepAwayPDF has assembled to take you through 0 Q&As to your IIA-CFSA-BANK Exam preparation. In the IIA-CFSA-BANK exam resources, you will cover every field and category in IIA Certification Certification helping to ready you for your successful IIA Certification.

  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
  • Total Questions: 0
  • Certification Provider: IIA
  • Corresponding Certification: IIA Certification
  • Updated on: Sep 11, 2026

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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Auditing Financial Services Products25%- Banking products and services
  • 1. Treasury and cash management
    • 2. Investment and trust services
      • 3. Commercial lending
        • 4. Retail banking
          Topic 2: Auditing Financial Services Processes15%- Operational auditing
          • 1. Information systems and technology controls
            • 2. Fraud prevention and detection
              • 3. Deposit operations
                • 4. Loan processing
                  Topic 3: Regulatory Environment15%- Banking regulations and compliance
                  • 1. Consumer protection regulations
                    • 2. Capital adequacy and risk management requirements
                      • 3. Regulatory agencies and oversight
                        • 4. Anti-money laundering requirements
                          Topic 4: Financial Services Auditing25%- Risk assessment and audit planning
                          • 1. Internal control evaluation
                            • 2. Audit engagement planning
                              • 3. Financial services risk identification
                                Topic 5: Banking Discipline20%- Banking-specific knowledge
                                • 1. Capital management
                                  • 2. Credit risk management
                                    • 3. Asset and liability management
                                      • 4. Liquidity risk
                                        • 5. Interest rate risk
                                          • 6. Bank governance and regulatory expectations

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