Exam Name: Certified Anti-Money Laundering Specialists (CAMS中文版)
Certification Provider: ACAMS
Corresponding Certification: CAMS Certification
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ACAMS Certified Anti-Money Laundering Specialists (CAMS中文版) Sample Questions:
1. 下列哪一項最有可能是金融行動特別工作小組將某個司法管轄區從不合作國家和地區名單中刪除的原因?
A) 成功進行年度自我評估。
B) 獲得良好的相互評價。
C) 簽訂司法協助條約。
D) 加入沃爾夫斯堡集團。
2. 根據金融行動特別工作組 (FATF) 關於恐怖主義融資的報告,慈善機構和非營利組織往往容易受到恐怖主義融資的攻擊,因為它們:(選擇兩個。)
A) 擁有全球影響力,為經常位於恐怖活動最頻繁發生的地區或附近的國家和國際行動以及金融交易提供框架。
B) 通常是合法機構,不會將捐贈所得資金用於個人或實體的利益。
C) 從各種來源收集捐款,其主要目的是慈善和社會福利。
D) 享有公眾信任並能獲得大量資金,其活動通常需要大量現金。
3. 金融機構 (FI) 在同一管轄範圍內共享客戶記錄之前應考慮哪些因素?
A) 機構資訊共享實務的可用性
B) 同一管轄範圍內潛在的不同時區
C) 收集的客戶資料的完整程度
D) 當地適用的有關客戶資訊揭露的限制
4. 哪些人必須始終遵守所有外國資產管制辦公室 (OFAC) 規定? (選擇三項。)
A) 無論身處何地,均提供美元帳戶的非美國金融機構。
B) 在美國註冊成立的實體及其國外分公司。
C) 無論身在何處的美國永久居民外國人。
D) 美國公民,不論身在何處。
E) 無論位於何處,均提供美國原產商品的商家。
5. 一家房地產投資公司的所有者存入了多張銀行本票,這些支票是在三個月內透過出售兩套公寓而用現金購買的。該帳戶還收到其他金融機構的多筆電子轉賬,每筆 10,000 美元。哪些活動被視為可疑洗錢?
A) 使用銀行本票與房地產投資公司帳戶進行交易
B) 從其他金融機構收到 10,000 美元的電子轉帳
C) 在一段時間內使用現金購買多張銀行本票
D) 與房地產投資公司開展業務
Solutions:
| Question # 1 Answer: B | Question # 2 Answer: A,D | Question # 3 Answer: D | Question # 4 Answer: B,C,D | Question # 5 Answer: C |
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